Universal Financial Labs

UFL Capital Markets | UFL Institute of Capital Markets

SEBI Registered Research Analyst

SEBI Registration Details

Registered Entity Name: Universal Financial Labs
Brand Names: UFL Capital Markets, UFL Institute of Capital Markets
Type of Registration: Research Analyst (RA)
SEBI Research Analyst Registration Number: INH000026761

Registered / Correspondence Office

Universal Financial Labs

(Santosh B. Nikam, Chatrapati, AjinkyaTara Society, Girme Wasti, Koregaon Mul, Ta. Haveli Dist. Pune 412202.)

Compliance Officer / Head of Customer Support

Name: Santosh Balkrishna Nikam
Designation: Research Analyst & Compliance Officer
Support & Compliance Email: universalfinanciallabs@gmail.com
UFL Services (WhatsApp Only): +91 79982 31231

Investor Grievance Redressal Mechanism

At Universal Financial Labs, we are committed to maintaining high standards of transparency, ethical conduct, investor awareness, and grievance resolution in accordance with applicable SEBI regulations.

If any client or investor is dissatisfied with our services, they are requested to first contact our support/compliance team through the official communication channels mentioned below.

Initial Complaint Resolution:

Escalation to SEBI

If the complaint remains unresolved after 7 days, or if the client is not satisfied with the resolution provided by Universal Financial Labs, the matter may be escalated through the following SEBI grievance redressal mechanisms:

SEBI SCORES Platform:

https://scores.sebi.gov.in/

SEBI Online Dispute Resolution (ODR) Platform:

https://smartodr.in/

SEBI Toll-Free Helpline:

1800 227 575 1800 266 7575

Investor Awareness & Education

SEBI provides various free educational resources, awareness tools, and investor protection initiatives for market participants.

SEBI Investor Website: https://investor.sebi.gov.in/
SEBI SaarThi App (Android): Download on Play Store
SEBI SaarThi App (iOS): Download on App Store

Important Investor Protection Notice

To protect investors from unauthorized schemes, fake entities, impersonation, and fraudulent activities:

  • Investors are advised to make payments only to bank accounts officially associated with Universal Financial Labs.
  • Payments should be made only through official communication channels and the verified website of the research analyst.
  • Universal Financial Labs shall not be responsible for payments made to unauthorized individuals, fake accounts, impersonators, or unverified third parties.
  • Clients are advised to insist on official invoices, payment confirmations, and communications sent only from our registered support/compliance email IDs.
  • Investors should immediately report any suspicious communication, fake profiles, impersonation attempts, or unauthorized payment requests.

Verification of SEBI Registered Research Analysts

Investor Awareness & Exchange Notices

As part of investor protection initiatives, investors are encouraged to regularly review public awareness notices, cautions, and press releases issued by stock exchanges and regulatory authorities.

Important Disclaimer

Investments in securities markets are subject to market risks. Read all related documents carefully before investing.

Registration granted by SEBI and certification from NISM do not guarantee the performance of the intermediary or assure returns to investors.

Universal Financial Labs does not provide assured returns, guaranteed profits, or profit-sharing arrangements under any circumstances.

© 2024 UFL Capital Markets. All rights reserved.